Archive | Source: European Securities and Markets Authority

Press Release: ESMA readies stress testing requirements for money market funds test

The European Securities and Markets Authority (ESMA) has today issued two sets of guidelines regarding the stress testing of money market funds and reporting on money market funds to national competent authorities (NCAs), aimed at ensuring a coherent application of the Money Market Fund (MMF) Regulation.

Press Release: ESMA advises on credit rating sustainability issues and sets disclosure requirements test

The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has published today its technical advice on sustainability considerations in the credit rating market and its final guidelines on disclosure requirements applicable to credit ratings.

Press Release: ESMA provides updated Q&As, XML schema and validation rules for securitisation reporting test

The European Securities and Markets Authority (ESMA), the EU’s securities  markets’ regulator, has today published several additional resources to assist market participants in the implementation of ESMA’s draft technical standards on disclosure requirements for the Securitisation Regulation (SR).

Call for Evidence: Impact of the inducements and costs and charges disclosure requirements under MiFID II test

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Consultation: Guidelines on certain aspects of the MiFID II compliance function requirements test

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Consultation: Performance Fees Guidelines in UCITS

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Press Release: ESMA sets out expectations regarding application of IAS 12 test

The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has published today a Public Statement on IAS 12 Income Taxes, setting out its expectations regarding the application of the requirements relating to the recognition, measurement and disclosure of deferred tax assets (DTAs) arising from unused tax losses in IFRS financial statements.

Consultation: MiFID II/MiFIR review report on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments

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Consultation: Draft Guidelines on disclosure requirements under the Prospectus Regulation

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Press Release: ESMA publishes report on the licencing of FinTech firms across Europe test

The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, today publishes a report on the status of licencing regimes of FinTech firms across the European Union (EU).  The report is based on two surveys conducted by ESMA since January 2018, which gathered evidence from national competent authorities (NCAs) on the licensing regimes of FinTech firms in their jurisdictions.

Press Release: ESMA warns CFDs providers on application of product intervention measures test

The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has today published a statement addressed to providers marketing, distributing or selling contracts for differences (CFDs) to retail clients. The statement is in response to various practices and situations observed in the market, which raise concerns of non-compliance with the legal requirements applicable when providing services to retail clients.

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