Archive | Source: European Securities and Markets Authority

ESMA publishes responses to Call for evidence on periodic auctions for equity instruments test

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ESMA reports on accepted market practices under MAR

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List of market makers and authorised primary dealers who are using the exemption under the Regulation on short selling and credit default swaps

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ESMA report finds investment product performance highly impacted by charges

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ESMA is seeking corporate reporting experts for stakeholder panel test

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Crypto-assets need common EU-wide approach to ensure investor protection test

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Public statement: Information on shareholder cooperation and acting in concert under the Takeover Bids Directive

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ESMA provides standards on supervisory cooperation under the Securitisation Regulation test

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ESAs publish joint report on regulatory sandboxes and innovation hubs test

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ESMA updates its Q&As on MiFID II and MiFIR commodity derivatives topics test

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ESMA updates its Q&As on MiFID II and MiFIR transparency topics

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Press release: Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options test

On 14 December 2018, the European Securities and Markets Authority (ESMA) adopted a Decision under Article 40 of Regulation (EU) No 600/2014 to renew the prohibition on the marketing, distribution or sale of binary options to retail clients. The Decision renews ESMA Decision (EU) 2018/795 on the same terms as the previous renewal decision, ESMA Decision (EU) 2018/1466.

ESMA amends guidelines on the application of C6 and C7 under MiFIDII test

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ESMA: Letter to IASB regarding its Discussion Paper on FICE

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ESMA: Letter to EFRAG on IASB Discussion Paper on FICE

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ESMA consults on guidelines on settlement fails reporting and standardised procedures and messaging protocols under CSDR

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ESMA issues guidelines on non-significant benchmarks test

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Press release: ESMA is ready to review UK CCPs’ and CSDs’ recognition applications for a no-deal Brexit scenario

The European Securities and Markets Authority (ESMA) published a Public Statement to clarify its plans for the recognition of Central Counterparties established in the United Kingdom (UK CCPs) as Third Country CCPs (TC-CCPs) under Regulation (EU) No 648/2012 (European Markets Infrastructure Regulation – EMIR) for a no-deal Brexit scenario, where UK CCPs will become TC-CCPs as of 30 March 2019.

Press release: ESMA tells firms to provide clients with information on the implications of Brexit

The European Securities and Markets Authority (ESMA) has issued today a statement to remind firms, providing investment services, of their obligations to provide clients with information on the implications of the United Kingdom’s (UK) withdrawal from the European Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm has taken or intends to take.

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