Press Release: ESMA publishes 2018 annual report

The European Securities and Markets Authority (ESMA) has published its Annual Report, which reviews its achievements against its 2018 priorities and objectives in meeting its mission of enhancing investor protection and promoting stable and orderly financial markets in the European Union.

Written Answer to a Question: Judgment of the Court of Justice of the European Union in the Tercas case. Joint Judgment T- 98/16, T-196/16, T-198/16

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Official Journal (L Series): Decision (EU) 2019/976 of the European Central Bank of 29 May 2019 laying down the principles for defining objectives and sharing feedback in joint supervisory teams and repealing Decision (EU) 2017/274 (ECB/2019/14)

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Opinion on the objectives and governance of the Latvian Financial and Capital Markets Commission (CON/2019/22) Latvia

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Press Release: EIOPA, ECB and national authorities agree on common minimum standards for supervisory and statistical reporting by (re)insurance undertakings

Today, the European Insurance and Occupational Pensions Authority (EIOPA) and the European Central Bank (ECB) published Common Minimum Standards for Data Revisions agreed between the ECB, EIOPA, the National Central Banks (NCBs) and the National Competent Authorities (NCAs).

Implementing Decisions: Equivalence decisions and repealing equivalence decisions under CRA on recognition of the legal and supervisory framework

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Official Journal (L series): Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures

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UPDATED – COMMISSION DELEGATED REGULATION amending Delegated Regulation (EU) 2015/35 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)

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Official Journal (L Series): Commission Implementing Regulation (EU) 2019/912 of 28 May 2019 amending Implementing Regulation (EU) No 650/2014 laying down implementing technical standards with regard to the format, structure, contents list and annual publication date of the information to be disclosed by competent authorities in accordance with Directive 2013/36/EU of the European Parliament and of the Council

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Speech: Steven Maijoor address FESE 2019 Convention Opening Dinner

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Agenda: Meeting of the CETA Financial Services Committee (12 June 2019)

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Opinion on reform of the banking and financial market supervisory regime (CON/2019/21), Austria, 31.5.2019.

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Press Release: ESMA Updates MIFID Q&As on Transparency Issues

The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) regarding transparency issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide clarification on the following topics: The mandatory systematic internaliser (SI) regime; The voluntary SI regime; Quoting obligation for SI in non-TOTV instruments.

Event: Sound at Last: Assessing a Decade of Financial Regulation (Brussels, 20 June 2019)

Bruegel, the Centre for Economic Policy Research, and the European Center for Advanced Research in Economics and Statistics are co-hosting this event about the aftermath of the 2008 economic crisis. The legacy of the crisis is stronger and better capitalized banks, as well as regulators and supervisors with increased clout who pay more attention to systemic risk. However, the crisis has also left us with high leverage in advanced economies, especially in terms of sovereign dept over GDP. At the same time, interest rates are at very low levels. All of this, together with the digital disruption of the sector, poses formidable challenges for the banking industry.

Publication: Common Framework for the Supervision of Internationally Active Insurance Groups – Executive Summary

The Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame) is a set of international standards published by the International Association of Insurance Supervisors (IAIS). ComFrame is effectively an insurance-specific response to regulatory and supervisory gaps identified from the Great Financial Crisis (GFC) of 2007-09.

Press Release: EBA publishes amended technical standards on supervisory and resolution reporting for EU institutions and the corresponding DPM and XBRL taxonomy 2.9

The European Banking Authority (EBA) published yesterday amendments to the Implementing Technical Standards (ITS) on supervisory reporting. The updated corresponding Data Point Model (DPM) and XBRL taxonomy include amendments to COREP and Liquidity, as well as to resolution planning reporting. 

Press Release: ESMA Updates EMIR Q&A

The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) on the implementation of the European Markets Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework introduced by Regulation 2019/834 amending EMIR (so-called EMIR Refit) and amends an existing Q&A on novation.

Official Journal (L series): Regulation (EU) 2019/834 of the European Parliament and of the Council of 20 May 2019 amending Regulation (EU) No 648/2012 as regards the clearing obligation, the suspension of the clearing obligation, the reporting requirements, the risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty, the registration and supervision of trade repositories and the requirements for trade repositories

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Directive of the European Parliament and of the Council amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures

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Paper: The architecture of supervision

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