Archive | Source: European Securities and Markets Authority

Press Release: ESMA finds continued high risks as financial markets remain highly volatile

The European Securities and Markets Authority (ESMA), the EU’s securities regulator, today publishes the first Trends, Risks and Vulnerabilities (TRV) report of 2020. ESMA identifies continued high risks and a weaker economic outlook as markets remain highly sensitive to geopolitical events. The risk outlook is stable, however risks are high, particularly in the securities markets and for retail investors.

Press Release: ESMA responds to European Commission consultation on the Benchmark Regulation review

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published its response to the European Commission’s (EC) Consultation on the review of the Benchmark Regulation (BMR). ESMA’s responses focus on the cessation of critical benchmarks, parity between EU and third-country benchmarks and transparency.

Speech by Steven Maijoor on Sustainable Finance at the European Financial Forum in Dublin

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Press Release: ESMA sets out its strategy on sustainable finance

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published its Strategy on Sustainable Finance. The strategy sets out how ESMA will place sustainability at the core of its activities by embedding Environmental, Social, and Governance (ESG) factors in its work.

Press Release: ESMA proposes to amend the technical standards in view of the postponing of the entry into force of the CSDR settlement discipline

The European Securities and Markets Authority (ESMA) has published today a Final Report on draft regulatory technical standards (RTS) on postponing the date of entry into force of the Commission Delegated Regulation (EU) 2018/1229 (RTS on settlement discipline) to 1 February 2021.

Press Release: ESMA launches a Common Supervisory Action with NCAs on MiFID II suitability rules

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is launching a common supervisory action (CSA) with  national competent authorities (NCAs) on the application of MiFID II suitability rules across the European Union (EU). The CSA will be conducted during  2020.

Press Release: ESMA amends guidelines to further harmonise the enforcement of financial information by national regulators

The European Securities Markets Authority (ESMA) has published today an amended version of its guidelines on enforcement of financial information. The Guidelines apply to national competent authorities’ (NCAs) enforcement of financial information which issuers, listed on regulated markets, are required to publish under the Transparency Directive.

Consultation: MiFID II/ MiFIR review report on the transparency regime for equity and equity-like instruments, the double volume cap mechanism and the trading obligations for shares

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Consultation: MIFIR Report on SI

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Press Release: MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments and bonds

The European Securities and Markets Authority (ESMA) has published today data for the systematic internaliser calculations for equity, equity-like instruments and bonds under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

Press Release: ESMA: update on governance and reporting obligations following the UK’s withdrawal from the European Union

The European Securities and Markets Authority (ESMA) is publishing a statement to clarify issues relating to its governance and the reporting obligations for UK entities from 1 February 2020 following the United Kingdom’s (UK) withdrawal from the European Union (EU).

Consultation: Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR

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Press Release: ESMA consults on the new MiFIR and MiFID II regimes for third-country firms

The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has launched a consultation on draft technical standards on the provision of investment services and activities in the European Union (EU) by third-country firms under MiFIR and MiFID II.

Press Release: ESMA launches a Common Supervisory Action with NCAs on UCITS liquidity risk managemen

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,  is launching a Common Supervisory Action (CSA) with national competent authorities (NCAs) on the supervision of UCITS’ managers liquidity risk management across the European Union (EU).  The CSA will be conducted during 2020

UPDATED – ESAs Joint Consultation: Changes to the key information document for PRIIPs test

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Consultation: Guidelines on securitisation repository data completeness and consistency thresholds

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