Archive | Source: European Securities and Markets Authority

Press Release: ESMA publishes guidance on performance fees in UCITS and certain AIFs

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published today its final guidance on performance fees in investment funds – applicable to Undertakings for the Collective Investment in Transferable Securities (UCITS) and certain types of Alternative Investment Funds (AIFs).

Public Consultation: Central Clearing Solutions for Pension Scheme Arrangements

The European Securities and Markets Authority (ESMA) invites responses to the questions set out in Annex II of the First Report with Consultation on Central Clearing Solutions for Pension Scheme Arrangements that ESMA drafted under Article 85(2) of the Regulation (EU) No 648/2012 of the European Parliament and Council on OTC derivatives, central counterparties and trade repositories (EMIR, as amended by Refit). It will consider responses until 15 June 2020.

Press Release: ESMA publishes 2019 report on enforcement of corporate disclosure

The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its Annual Report on enforcement and regulatory activities related to corporate reporting within the European Economic Area (EEA).The Report presents the 2019 activities of ESMA and of European accounting enforcers when examining compliance of financial and non-financial statements provided by European issuers.

Press Release: ESMA provides clarifications for best execution reports under MiFID II

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is issuing a Public Statement to clarify issues regarding the publication by execution venues and firms of the general best execution reports required under RTS 27 and 28 of MiFID II, in light of the COVID-19 pandemic.

Public Consultation: Cross border distribution of funds

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Press Release: ESMA announces update to reporting under the money market fund regulation

The European Securities and Markets Authority (ESMA), the EU’s Securities Markets regulator, today announces that the first reports by Money Market Funds (MMF) managers under the MMF Regulation (MMFR) should be submitted in September 2020. The original date for submissions was April 2020.

Call for Evidence: Availability and use of credit rating information and data

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published a call for evidence on the availability and use of credit rating information and data. The purpose of this call for evidence is to gather information on the specific uses of credit ratings as well as how the users of credit ratings are currently accessing this information. The call for evidence is open until 3 August 2020.

Public Consultation: Guidelines on art 25 of AIFMD

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Consultation: Post trade risk reduction services with regards to the clearing obligation (EMIR Article 85(3a))

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Consultation: Technical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT

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Press Release: ESMA issues guidance on financial reporting deadlines in light of COVID-19

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has issued a Public Statement on the implications of the COVID-19 pandemic on the deadlines for publishing financial reports which apply to listed issuers under the Transparency Directive.

UPDATED – Consultation: Guidelines on internal controls for CRAs

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